Hand Dug Caisson Pile Method Statement

Safe Construction Methodology for Hand-Dug Caisson Foundations in Malaysia

Hand Dug Caisson Piles are one of the established common deep foundation systems used in Malaysia. Although modern piling methods such as RC concrete piles, bored piles and micropiles are very common, hand-dug caissons remain an effective solution where large load capacities, minimal vibration, and direct inspection of founding strata are required.

This guide explains the construction sequence used by Shinei Geotechnique for hand-dug caisson foundations. It provides consultants, engineers, developers and contractors with an overview of the construction methodology, equipment, quality control measures and safety considerations involved in hand-dug caisson works.

What is a Hand Dug Caisson Piles?

A hand-dug caisson pile is a large diameter cylindrical shaft excavated manually by experienced workers.

Unlike bored piling, where drilling is performed using heavy machinery, excavation progresses manually inside the shaft while reinforced concrete lining rings are constructed progressively to support the excavation and prevent soil collapse.

Once the required founding level or rock socket has been achieved, the shaft is cleaned, reinforcement is installed and the caisson is concreted to form the permanent foundation.

When does it make sense to use Hand Dug Caisson Piles?

Hand-dug caisson piles are commonly used for:

  • Building foundations
  • Bridge foundations
  • Retaining wall foundations
  • Heavy industrial structures
  • Projects on slopes
  • Projects with restricted access

Scope of Hand Dug Caisson Pile Works

This method statement covers:

  • Site preparation
  • Setting out
  • Pilot excavation
  • Installation of temporary concrete lining
  • Manual shaft excavation
  • Rock excavation
  • Groundwater control
  • Reinforcement installation
  • Tremie concreting
  • Quality control
  • Safety management

Plant and Machinery

The following equipment is typically required for hand-dug caisson construction:

  • Temporary steel gantry frame
  • Electrical chain hoist
  • Soil lifting bucket
  • Air blower with ventilation hose
  • Generator set
  • Air compressor
  • Pneumatic jack hammer
  • Pick hammer
  • Water pump
  • Steel caisson ring mould
  • Tremie pipes
  • Mobile crane
  • Survey equipment
  • Gas detector
  • Safety harnesses
  • Emergency rescue ropes
  • Passenger cage
  • Temporary guardrails
  • Lighting system
  • Fire extinguisher
  • Communication equipment (walkie-talkies, whistles)

Construction Methodology

Step 1 – Site Preparation and Setting Out

The working platform is levelled and prepared to provide a safe working area.

Using survey equipment, the exact centre of each caisson is established before excavation begins.

A pilot excavation is then carried out.

Typically:

  • Excavation depth does not exceed 1 metre initially
  • Diameter is slightly larger than the finished caisson diameter to allow installation of the first lining ring

Step 2 – Installation of First Concrete Lining

A circular steel mould is installed inside the pilot excavation.

Concrete is then poured between the mould and the excavated soil to form the first reinforced concrete lining ring.

After sufficient strength has been achieved, the steel mould is removed and reused for the next stage.

The concrete lining prevents:

  • Soil collapse
  • Loose material entering the shaft
  • Water ingress
  • Surface instability

This process is repeated throughout excavation.

Step 3 – Installation of Hoisting System

Once the first lining is complete, a temporary steel or timber gantry frame is erected above the shaft.

The gantry supports:

  • Electrical chain hoist
  • Soil bucket
  • Worker access
  • Material handling

Safety barriers are also installed around the shaft opening before excavation continues.

Step 4 – Manual Excavation

Experienced workers enter the shaft and excavate manually using:

  • Spades
  • Shovels
  • Pick hammers
  • Pneumatic breakers

Excavated material is loaded into a steel bucket and lifted to the surface using the electrical chain hoist.

Excavation proceeds in stages.

Each stage is followed immediately by installation of another concrete lining ring before excavation continues deeper.

Step 5 – Rock Excavation (Where Required)

When hard material, boulders or bedrock are encountered, excavation continues using:

  • Pneumatic jack hammers
  • Heavy-duty breakers
  • Manual rock splitting techniques

Rock socket lengths are excavated according to the project design.

If actual ground conditions differ significantly from the site investigation report, the supervising engineer should be informed for review before excavation continues.

Step 6 – Ventilation and Groundwater Control

Because workers operate inside a confined shaft, continuous ventilation is essential.

Fresh air is supplied using mechanical air blowers connected directly to the bottom of the shaft.

If groundwater or seepage is encountered:

  • Water pumps are installed
  • Water is continuously removed
  • Excavation continues under controlled conditions

Gas detectors should be used throughout excavation to monitor confined-space safety.

Reinforcement Cage Installation

After the required founding level has been reached:

  • Loose material is removed
  • Base is cleaned
  • Engineer inspects founding strata
  • Reinforcement cage is lowered using a crane

Concrete spacers are installed to maintain the specified concrete cover (typically 75 mm).

Additional temporary welds provide sufficient rigidity during lifting and installation.

Tremie Concreting

Concrete is placed using the tremie method.

The tremie pipe is lowered until it reaches the base of the caisson before being raised slightly to initiate concrete flow.

During concreting:

  • Concrete slump typically ranges between 150–200 mm
  • Tremie pipe remains embedded within fresh concrete
  • Pipe sections are progressively removed as concrete rises
  • Concrete is cast above cut-off level to allow trimming later

This method prevents segregation and ensures continuous concrete placement throughout the shaft.

Quality Control

Quality control typically includes:

  • Survey verification of pile position
  • Inspection of excavation diameter
  • Checking verticality
  • Inspection of lining thickness
  • Verification of founding strata
  • Reinforcement inspection
  • Concrete delivery records
  • Concrete cube testing
  • Tremie concreting records
  • Final as-built records

Safety Considerations

Hand-dug caisson pile construction involves confined-space working and therefore requires rigorous safety procedures.

Typical safety measures include:

  • Daily toolbox meetings
  • Confined space permit system
  • Continuous air ventilation
  • Gas monitoring
  • Emergency rescue plan
  • Safety harnesses
  • Lifelines
  • Secondary rescue rope
  • Passenger cage
  • Continuous communication between workers inside and outside the shaft
  • Temporary safety barriers
  • Emergency drills involving rescue teams where required

Method statement usually includes emergency evacuation drills conducted with emergency responders, highlighting the importance of rescue preparedness.

Why Choose Hand Dug Caisson Piles?

Hand-dug caisson piles continue to be selected because they offer several advantages:

  • Direct visual confirmation of founding material
  • Excellent performance on rock
  • Minimal vibration
  • Suitable near existing buildings
  • Large load carrying capacity
  • Reduced disturbance to neighbouring structures
  • Ability to inspect excavation before concreting

Frequently Asked Questions

What is the typical diameter of a hand-dug caisson?

Hand-dug caissons are commonly constructed between 900 mm and 3,000 mm in diameter, depending on design requirements and site conditions.

When is a hand-dug caisson preferred over a bored pile?

Hand-dug caissons are often preferred where direct inspection of the founding strata is required, where vibration must be minimized, or where access for large drilling rigs is limited.

How are the shaft walls prevented from collapsing?

The shaft is excavated in stages, with each stage immediately lined using approximately 150 mm thick in-situ reinforced concrete before excavation continues.

How is worker safety managed?

Safety measures include confined-space procedures, mechanical ventilation, gas detection, emergency rescue systems, safety harnesses, communication equipment, and continuous supervision throughout the excavation process.

Why Choose Shinei Geotechnique?

Shinei Geotechnique has extensive experience delivering hand-dug caisson pile foundations across Malaysia for buildings, infrastructure and specialist foundation projects.

Our experienced site supervisors, trained excavation crews and strict safety procedures ensure every caisson pile is constructed to the required engineering standards while maintaining the highest levels of safety and quality.

Whether your project requires a single caisson or a large foundation package, our team can advise on the most suitable construction methodology based on your ground conditions and project requirements.

Download the Hand Dug Caisson Pile

Method Statement PDF

For consultants, main contractors, engineers, and project owners who require a formal reference document, you may download our typical Hand Dug Caisson Pile Method Statement PDF.

Download Hand Dug Caisson Pile Method Statement PDF

Need help reviewing a micropile method statement for your project?

Contact Shinei Geotechnique for technical support.

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About the Author

Ir Tan Chin Shu

Ir Tan Chin Shu is a Geotechnical Engineer with over 40 years’ experience in the foundation and geotechnical engineering industry. He is the founding Director of Shinei Geotechnique, a specialist contractor in Malaysia.

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